Carol Roen

Client Service Specialist

Phone: 262-522-8466
Fax: 262-522-8455

Carol acts as liason between the representatives and their clients, scheduling appointments, preparing materials for client meetings, and ensuring that service issues are addressed. She works primarily with the clients of Reb Bortz, Patrick Bortz, Robert Ryan, Jose Castillo and Bruce Kuhs.

Carol has 12 years of experience in the financial services industry.  She holds her FINRA Series 7, 63 and 66 registrations and Life, Health and Annuity licenses.  Carol is also a Notary for the state of Wisconsin.

Carol Roen offers support to our registered representatives and is not licensed to offer securities, investment advisory services or insurance in any state.